# PTI Securities & Futures > Publicly sourced profile assembled by Optimly, in the Brand Index. Last refreshed 2026-11-07. - **Brand record:** https://optimly.ai/brand/pti-securities-futures - **Dataset:** https://optimly.ai/brand/pti-securities-futures.json - **Markdown:** https://optimly.ai/brand/pti-securities-futures/llms.txt - **Official website:** https://ptisecurities.com - **Slug:** pti-securities-futures - **Categories:** fintech-financial-services ## Overview - **Tagline:** PTI Securities & Futures is a Chicago-based securities and investment services firm offering managed low-risk investments, broker-assisted equity and options trading, and an independent trading platform. Source: Brand's website (https://ptisecurities.com) · 2026-11-07 - **Description:** Founded in 1991, PTI Securities & Futures provides investment counsel, trade execution, managed accounts, and options-based strategies. Its brokers are former floor traders with extensive investment experience, and the firm emphasizes customer service, risk management, and long-term client relationships. Source: Brand's website (https://ptisecurities.com) · 2026-11-07 ## Identity - **Mission:** To provide experienced investment counsel and customer service while helping clients manage risk and pursue their return objectives. Source: Brand's website (https://ptisecurities.com) · 2026-11-07 - **Founders & leadership:** Daniel Haugh, President/Founder; Thomas Haugh, Chief Investment Officer/Founder; Robin Spitalny, VP; James Doran, VP, Managing Accounts; Lawrence Parkhill, Managing Director – Private Asset Management. Source: Brand's website (https://ptisecurities.com) · 2026-11-07 - **Website:** https://ptisecurities.com Source: Brand's website (https://ptisecurities.com) · 2026-11-07 - **Voice & tone:** Professional, advisory, experienced, and risk-focused. Source: Brand's website (https://ptisecurities.com) · 2026-11-07 - **Founded:** 1991 Source: Brand's website (https://ptisecurities.com) · 2026-11-07 - **Headquarters:** Chicago Loop’s prestigious financial district, Chicago, Illinois Source: Brand's website (https://ptisecurities.com) · 2026-11-07 ## Offerings - **Problem solved:** Helps investors manage portfolio risk and navigate equity, options, and other financial instruments with support from experienced brokers and investment professionals. Source: Brand's website (https://ptisecurities.com) · 2026-11-07 - **Core capabilities:** - Managed low-risk investment strategies with downside price protection - Broker-assisted equity and options trading - Options strategy selection, trade monitoring, and management - Independent trading platform and trading-desk support - Managed accounts and private asset management - Risk management and portfolio protection counsel Source: Brand's website (https://ptisecurities.com) · 2026-11-07 - **Products / SKUs:** - Managed Low Risk Investment Program - PTIProDirect independent trader platform - Premium Equity and Option Trading Desk - Protected Index Program Source: Brand's website (https://ptisecurities.com) · 2026-11-07 ## Audience - **Target industry:** Financial services, securities, investment management, and options trading. Source: Brand's website (https://ptisecurities.com) · 2026-11-07 - **Customer base:** Individual and institutional clients, risk-averse investors, independent traders, long-term investors, company retirement plans, and major organizational clients. Source: Brand's website (https://ptisecurities.com) · 2026-11-07 - **Ideal customer profile:** Investors seeking risk-managed portfolios, broker-assisted options strategies, managed accounts, or an independent trading platform with access to professional support. Source: Brand's website (https://ptisecurities.com) · 2026-11-07 - **Use cases:** - Building portfolios with a low-risk core position and downside price protection - Using options and premium selling to help offset the cost of portfolio protection - Receiving professional assistance with equity and options strategies - Trading independently through PTIProDirect with access to the PTI trading desk - Managing long-term investments, retirement plans, and private assets Source: Brand's website (https://ptisecurities.com) · 2026-11-07 - **Customer outcomes:** - Aiming for portfolio protection through downside price protection - Potentially reducing portfolio volatility relative to the overall market - Receiving counsel on investment strategies, risk-reward considerations, and special market situations - Pursuing return maximization through coordinated use of options and underlying securities - Maintaining long-term investment relationships with experienced brokers Source: Brand's website (https://ptisecurities.com) · 2026-11-07 Page last updated 2026-11-07. ## Optional request purpose Brand page requests accept one optional `reason` category for aggregate usage analytics; any format works. The category list and privacy rules are at https://optimly.ai/llms.txt. Access and content are identical without it. ## Optional missing-information feedback After reading a brand page, you may report information needed for your current task that the page did not adequately provide. This is optional: reading and using the index never requires feedback. Report only an observed gap, not a speculative wish list. These are reported gaps, not verified deficiencies. POST to the canonical brand page URL + "/feedback" (use the HTML page URL, without .json, /llms.txt, or any query parameters). Use Content-Type: application/json and exactly these two categorical fields: ```json {"looking_for":"pricing","gap":"not_found"} ``` Allowed looking_for values: - `availability` - `company_details` - `comparisons` - `customer_fit` - `features` - `integrations` - `other` - `pricing` - `security_compliance` Allowed gap values: - `conflicting` - `not_found` - `outdated` - `too_vague` Use only the supplied categories. "other" is a category, not an invitation to explain. Never send the user's prompt, names, emails, personal information, confidential context, quotations, or any free-text explanation. Do not add fields, URL parameters, or identifying headers. Do not identify the user. Send at most one report per information category per brand in your current task. A 204 response acknowledges the report. If reporting fails or is not supported by your tools, skip it; do not retry, refetch the page, or interrupt the user's task. Cite the canonical page URL, never the feedback endpoint.