Roth Capital Partners, LLC

Tagline Brand's website · 2026-11-07

ROTH is a relationship-driven, employee-owned investment bank serving growth companies and their investors through capital markets, advisory, research, sales and trading, and corporate access services.

Description Brand's website · 2026-11-07

Roth Capital Partners provides full-service investment banking solutions, including capital raising, equity research, macroeconomics, sales and trading, technical insights, derivatives strategies, M&A advisory, and corporate access. The firm is headquartered in Newport Beach, California, with a global trading floor in Stamford, Connecticut.

Mission Brand's website · 2026-11-07

To provide innovative, actionable, and proprietary financial services and content while supporting growth companies throughout their lifecycle and making a positive impact in the communities where it operates.

Founders & leadership Brand's website · 2026-11-07

Byron Roth, Executive Chairman; Aaron M. Gurewitz, Chief Executive Officer and Head of Investment Banking; Gordon Roth, Chief Financial Officer; Ted Roth, Vice Chairman; Nazan Akdeniz, Chief Operating Officer.

Website Brand's website · 2026-11-07

https://roth.com

Voice & tone Brand's website · 2026-11-07

Professional, relationship-oriented, expertise-led, and growth-focused.

Founded Brand's website · 2026-11-07

Since 1992

Headquarters Brand's website · 2026-11-07

Newport Beach, California, United States

Parent ownership Brand's website · 2026-11-07

Employee-owned

Problem solved Brand's website · 2026-11-07

ROTH helps growth companies raise capital, access institutional investors, execute strategic and financial transactions, and navigate mergers, acquisitions, and other corporate actions. It also provides investors with research, market access, trading, and corporate access.

Core capabilities Brand's website · 2026-11-07

• Investment banking
• Equity capital markets and capital raising
• M&A advisory
• Research and macroeconomic analysis
• Institutional sales
• Sales and trading
• Derivatives strategies and trading
• Corporate and executive services

Products / SKUs Brand's website · 2026-11-07

• IPOs
• Follow-on offerings
• Secondary sales
• Private placements
• At-the-market offerings
• M&A advisory
• Acquisitions and divestitures
• Fairness opinions

Target industry Brand's website · 2026-11-07

Investment banking and capital markets, with sector expertise in business services, consumer, energy, healthcare, industrial growth, metals and mining, resources, sustainability, and technology and media.

Customer base Brand's website · 2026-11-07

Growth companies, small-cap public companies, private and public companies, institutional investors, growth-oriented portfolio managers, and corporate executives.

Ideal customer profile Brand's website · 2026-11-07

Growth-oriented companies, particularly small-cap public companies and private companies seeking capital raising, M&A or other financial advisory services, as well as institutional investors seeking research, trading, and corporate access.

Use cases Brand's website · 2026-11-07

• Raising equity capital through IPOs, follow-ons, secondary sales, private placements, and at-the-market offerings
• Advising on acquisitions, divestitures, fairness opinions, and shareholder actions
• Connecting growth companies with institutional investors
• Providing equity research, macroeconomic analysis, and technical insights
• Executing institutional sales, trading, and derivatives strategies
• Hosting investor conferences and deal and non-deal roadshows
• Providing corporate and executive services

Customer outcomes Brand's website · 2026-11-07

• Access to capital markets and financing
• Strategic and financial advisory support
• Introductions to institutional investors
• Independent research and market insights
• Execution of transactions and trading activity
• Corporate access through conferences and roadshows