Triad Securities Corp.
Is this your brand? Claim it — free, and takes a minute with your work email.
See how your company appears in the Brand Index.
Overview
Tagline Brand's website · 2026-11-08
Triad Securities Corp. is a family-owned, family-run agency-only broker-dealer providing global prime brokerage, trade execution, IPO and secondary market services, investment banking, and hedge fund consulting.
Description Brand's website · 2026-11-08
Founded on Wall Street in 1976, Triad Securities provides personalized securities and capital markets services for hedge funds, family offices, RIAs, professional traders, institutional customers, and small and middle-market companies.
Identity
Mission Brand's website · 2026-11-08
To put people and quality service first while helping clients operate and grow through personalized financial services and long-term relationships.
Founders & leadership Brand's website · 2026-11-08
Kevin Schultz, Chairman; Larry Goldsmith, President; Kenneth Fisher, Chief Executive Officer; Nil Bhattacharya, Chief Technology Officer; Timothy Hoehler, Chief Compliance Officer; John P. Hannigan Jr., Head Sales Trader; Sheri Rosen, Senior Administrator, Triad IPO Service.
Website Brand's website · 2026-11-08
https://triadsecurities.com
Voice & tone Brand's website · 2026-11-08
Personal, relationship-driven, client-first, experienced, and service-oriented.
Founded Brand's website · 2026-11-08
1976
Headquarters Brand's website · 2026-11-08
Wall Street
Parent ownership Brand's website · 2026-11-08
Family-owned and family-run; founded by Richard E. Schultz, with Kevin Schultz taking over from his father as Chairman in 2011.
Offerings
Problem solved Brand's website · 2026-11-08
Triad helps financial and institutional clients run trading and investment businesses efficiently, access prime brokerage and clearing infrastructure, execute trades with reduced market impact, obtain IPO and secondary-market intelligence, raise capital, and complete middle-market transactions.
Core capabilities Brand's website · 2026-11-08
- Agency-only brokerage with no trading conflicts and no sale of order flow
- Global prime brokerage clearing, securities lending, and margin financing
- Multiple custody and clearing options across 50+ markets
- Electronic and high-touch trade execution with built-in redundancy
- Real-time IPO and secondary-market data, research, and market color
- Proprietary web-based reporting, customized analytics, and operational support
- Investment banking and advisory services for mergers and acquisitions, equity financing, and debt advisory
- Hedge fund consulting, institutional marketing, investor introductions, and asset-raising support
Products / SKUs Brand's website · 2026-11-08
- Prime Brokerage Services
- IPO & Secondary Service
- Trade Execution
- Investment Banking
- Hedge Fund Consulting & Marketing
- Healthcare Partners
- Triad Trader Pro platform
- Triad Mobile App
Pricing Brand's website · 2026-11-08
Flexible fee structures are mentioned for investment banking and advisory services; specific prices are not provided.
Audience
Target industry Brand's website · 2026-11-08
Financial services, securities, capital markets, investment banking, hedge funds, and healthcare companies.
Customer base Brand's website · 2026-11-08
Hedge funds, family offices, RIAs, professional traders, institutional customers, small and middle-market companies, emerging and established investment managers, specialty pharmaceutical companies, and medical device companies.
Ideal customer profile Brand's website · 2026-11-08
Hedge funds, family offices, RIAs, professional traders, institutional investment managers, emerging managers, and small and middle-market companies seeking personalized brokerage, prime brokerage, capital raising, advisory, or trading services.
Use cases Brand's website · 2026-11-08
- Prime brokerage clearing and operational support
- Securities lending and margin financing
- Multi-custodian and multi-broker access with consolidated reporting
- Electronic and outsourced trade execution
- IPO, secondary, and convertible preferred offering research
- Mergers and acquisitions advisory
- Equity financing and debt advisory
- Hedge fund launch, marketing, investor introductions, and asset raising
Customer outcomes Brand's website · 2026-11-08
- Smoother trading operations and reduced middle- and back-office pressure
- Access to multiple custodians and brokers through consolidated reporting
- Greater trading efficiency and reduced market impact
- Access to searchable, real-time IPO and secondary-market information
- Improved capital-raising efficiency and investor targeting
- Support identifying buyers, sellers, financing options, and transaction opportunities
- Personalized service tailored to business needs rather than asset size
Is this your business?
The information above is publicly sourced — assembled by Optimly from Triad Securities Corp.'s website and public pages.
Claim this profile to publish your own owner-approved BrandVault and speak for Triad Securities Corp. across the index.
Claim Triad Securities Corp. — free →Page last updated 2026-11-08.